-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JRCnMEM8OD5Chdp5dRZ0dGjNTmZ427eASnIGcaNEnRL28U3+zTNEqk+joh+lziEx jHkHRObYWEBVUaOICJxkXw== 0001021408-02-000688.txt : 20020413 0001021408-02-000688.hdr.sgml : 20020413 ACCESSION NUMBER: 0001021408-02-000688 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020122 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS SAVINGS BANK FSB EMPLOYEE STOCK OWNERSHIP TRUST CENTRAL INDEX KEY: 0001032281 IRS NUMBER: 370217376 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 301 BROADWAY CITY: NORMAL STATE: IL ZIP: 61761 BUSINESS PHONE: 3094521102 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FIRST FINANCIAL CORP CENTRAL INDEX KEY: 0001006265 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 371351861 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46587 FILM NUMBER: 02513586 BUSINESS ADDRESS: STREET 1: 2101 N VETERANS PARKWAY CITY: BLOOMINGTON STATE: IL ZIP: 61704 BUSINESS PHONE: 3096618700 MAIL ADDRESS: STREET 1: 2101 NORTH VETERANS PARKWAY CITY: BLOOMINGTON STATE: IL ZIP: 61704 SC 13G 1 dsc13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 ANNUAL FILING CITIZENS FIRST FINANCIAL CORP. (NAME OF ISSUER) COMMON STOCK PAR VALUE $.01 PER SHARE (TITLE OF CLASS OF SECURITIES) 174623-10-8 (CUSIP NUMBER) 12-31-01 (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: (X) RULE 13d-1(b) (_) RULE 13d-1(c) (_) RULE 13d-1(d) *THE REMAINDER OF THIS COVER PAGE SHALL BE FILLED OUT FOR A REPORTING PERSON'S INITIAL FILING ON THIS FORM WITH RESPECT TO THE SUBJECT CLASS OF SECURITIES, AND FOR ANY SUBSEQUENT AMENDMENT CONTAINING INFORMATION WHICH WOULD ALTER THE DISCLOSURES PROVIDED IN A PRIOR COVER PAGE. THE INFORMATION REQUIRED IN THE REMAINDER OF THIS COVER PAGE SHALL NOT BE DEEMED TO BE "FILED" FOR THE PURPOSE OF SECTION 18 OF THE SECURITIES EXCHANGE ACT OF 1934 ("ACT") OR OTHERWISE SUBJECT TO THE LIABILITIES OF THAT SECTION OF THE ACT BUT SHALL BE SUBJECT TO ALL OTHER PROVISIONS OF THE ACT (HOWEVER, SEE THE NOTES). Page 1 of 5 CUSIP NO. 174623-10-8 - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON. 1 S.S. OR I.R.S. IDENTIFICATION NO. OF PERSON CITIZENS SAVINGS BANK, EMPLOYEE STOCK OWNERSHIP PLAN IRS ID NO. 37-1354936 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 STATE CHARTERED STOCK SAVINGS INSTITUTIONS EMPLOYEE STOCK OWNERSHIP PLAN ORGANIZED IN ILLINOIS - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 32,200 SHARES SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 182,405 SHARES ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 214,605 SHARES PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- SHARES - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 9 214,605 SHARES - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 14.07% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON 12 EP - ------------------------------------------------------------------------------ Page 2 of 5 Item 1 (a) Name of Issuer CITIZENS FIRST FINANCIAL CORP. (b) Address of Issuer's Principal Executive Offices 2101 NORTH VETERANS PARKWAY, BLOOMINGTON, ILLINOIS 61704 Item 2 (a) Name of Person Filing CITIZENS SAVINGS BANK EMPLOYEE STOCK OWNERSHIP PLAN TRUSTEE: FIRST BANKERS TRUST COMPANY, BROADWAY AT 12TH STREET, QUINCY, ILLINOIS 62305 (b) Address of Principal Business Office or, if none, Residence 2101 NORTH VETERANS PARKWAY, BLOOMINGTON, ILLINOIS 61704 (c) Citizenship STATE CHARTERED STOCK SAVINGS INSTITUTIONS EMPLOYEE STOCK OWNERSHIP PLAN ORGANIZED IN ILLINOIS (d) Title of Class of Securities COMMON STOCK PAR VALUE $.01 PER SHARE (e) CUSIP Number 174623-10-8 Item 3. If this statement is filed pursuant to (S)240.13d-1(b) or (S)240.13d-2(b) or (c), check whether the person filing is a: (f) [X] An employee benefit plan in accordance with (S)240.13d-1(b)(1) (ii)(F); Page 3 of 5 Item 4. Ownership. (a) Amount beneficially owned: 214,605 SHARES (b) Percent of class: 14.07% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 32,200 SHARES REPRESENTING UNALLOCATED SHARES (ii) Shared power to vote or to direct the vote 182,405 REPRESENTING ALLOCATED SHARES (iii) Sole power to dispose or to direct the disposition of 214,605 SHARES (iv) Shared power to dispose or to direct the disposition of -0- Item 5. Ownership of Five Percent or Less of a Class. NOT APPLICABLE Item 6. Ownership of More than Five Percent on Behalf of Another Person. NOT APPLICABLE Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. NOT APPLICABLE Item 8. Identification and Classification of Members of the Group. NOT APPLICABLE Item 9. Notice of Dissolution of a Group NOT APPLICABLE Page 4 of 5 ITEM 10. CERTIFICATION THE FOLLOWING CERTIFICATION SHALL BE INCLUDED IF THE STATEMENT IS FILED PURSUANT TO RULE 13D-1(B): BY SIGNING BELOW, I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSES OR EFFECT. SIGNATURE AFTER REASONABLE INQUIRY AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, I CERTIFY THAT THE INFORMATION SET FORTH IN THIS STATEMENT IS TRUE, COMPLETE AND CORRECT. JANUARY 17, 2002 CITIZENS SAVINGS BANK EMPLOYEE STOCK OWNERSHIP PLAN BY FIRST BANKERS TRUST COMPANY AS TRUSTEE /s/ Brian Ippensen ------------------------------------ Brian Ippensen, Trust Officer Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----